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AdvisorVault’s new site contains detailed guides, downloads, and documentation to help FINRA firms effectively fulfill SEC rule 17a-4
NEW YORK, NY – Oct. 12, 2016 — /BackupReview.info/ — AdvisorVault, the leader in 17a-4 data backup, has launched a new website. Designed to give small FINRA firms the most up-to-date tools to tackle today’s data compliance demands, the re-designed site was created to clarify what firms need in order to properly outsource the remote backup and archiving of electronic records.
The new site, designed specifically for broker-dealers, RIAs, and other independent wealth management firms, contains detailed guides, downloads, and documentation to help effectively fulfill SEC rule 17a-4, with the ultimate goal of keeping data compliant costs as low as possible while ensuring auditor satisfaction.
“SEC rule 17a-4 is the de facto piece of legislation used by everyone in the industry,” said Allan Lonz, President of AdvisorVault. “Compliance officers, regulators, tech staff and third party providers use 17a-4 as their guide. However, the rule is complex; it spans over 65 pages with dozens of updates and amendments. Our new site brings it all together, providing everything needed to achieve 17a-4 compliance,” Lonz added.
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